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Home > Insider Trading > Filing (0001019687-14-000994)

Filing Details

Accession Number:: 0001019687-14-000994
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-25 17:00:25
Reporting Period:: 2014-03-24

Filing Date:: 2014-03-25
Accepted Time:: 2014-03-25 17:00:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
891417	Applied Nanotech Holdings Inc	APNT	Communications Equipment, Nec (3669)	760273345

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1022732	J Ronald Berman	3006 Longhorn Blvd #107 Austin TX 78578		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-24	120,900	$0.07	318,619	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option-Rt to Buy	$0.00			137,500	137,500	Direct
Common Stock	Stock Option-Rt to Buy	$0.08	2013-10-31	2023-10-31	12,500	150,000	Direct
Common Stock	Stock Option-Rt to Buy	$0.05	2013-10-31	2023-10-31	12,500	162,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	137,500	137,500	Direct
2023-10-31	12,500	150,000	Direct
2023-10-31	12,500	162,500	Direct

Footnotes

A total of 10,000 shares are owned by Mr. Berman's Pension Plan. A total of 187,719 shares are owned by Mr. Berman's spouse. The remaining 120,900 shares are owned by Mr. Berman
Options issued at various dates, expiring from 2021 through 2023, at prices ranging from $0.09 to $0.40. All fully vested.