Filing Details
- Accession Number:
- 0001209191-14-022919
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-25 14:09:01
- Reporting Period:
- 2014-03-25
- Filing Date:
- 2014-03-25
- Accepted Time:
- 2014-03-25 14:09:01
- Original Submission Date:
- 2014-03-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000694 | Novavax Inc | NVAX | Biological Products, (No Disgnostic Substances) (2836) | 222816046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265801 | A Barclay Phillips | C/O Novavax, Inc. 20 Firstfield Road Gaithersburg MD 20878 | Svp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-25 | 5,000 | $4.25 | 14,868 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The Reporting Person is amending the Form 4 originally filed to report this purchase solely for the purpose of correcting the column 4 code. The correct code is "A".
- The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.22 to $4.27, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
Billionaire Hedge Funds
