Filing Details
- Accession Number:
- 0000045012-14-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-25 13:19:29
- Reporting Period:
- 2014-03-21
- Filing Date:
- 2014-03-25
- Accepted Time:
- 2014-03-25 12:19:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198405 | J David Lesar | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Chairman, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-21 | 12,239 | $58.00 | 611,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 20,000 | $32.39 | 631,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 20,000 | $58.00 | 611,957 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 40,000 | $33.17 | 651,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 40,000 | $58.00 | 611,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2014-03-21 | 20,000 | $0.00 | 60,000 | $32.39 |
| Common Stock | Option to Buy Common Stock | Disposition | 2014-03-21 | 40,000 | $0.00 | 198,699 | $33.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2005-12-07 | 2015-12-07 | No | 4 | M | Direct |
| 158,699 | 2006-12-06 | 2016-12-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,308 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $50.62 | 2013-12-04 | 2023-12-04 | 137,900 | 137,900 | Direct |
| Common Stock | Option to Buy Common Stock | $33.50 | 2012-12-05 | 2022-12-05 | 208,900 | 208,900 | Direct |
| Common Stock | Option to Buy Common Stock | $35.57 | 2011-12-06 | 2021-12-06 | 141,900 | 141,900 | Direct |
| Common Stock | Option to Buy Common Stock | $39.19 | 2010-12-01 | 2020-12-01 | 108,000 | 108,000 | Direct |
| Common Stock | Option to Buy Common Stock | $29.35 | 2009-12-01 | 2019-12-01 | 128,400 | 128,400 | Direct |
| Common Stock | Option to Buy Common Stock | $36.90 | 2007-12-05 | 2017-12-05 | 110,700 | 110,700 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-12-04 | 137,900 | 137,900 | Direct |
| 2022-12-05 | 208,900 | 208,900 | Direct |
| 2021-12-06 | 141,900 | 141,900 | Direct |
| 2020-12-01 | 108,000 | 108,000 | Direct |
| 2019-12-01 | 128,400 | 128,400 | Direct |
| 2017-12-05 | 110,700 | 110,700 | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2014.
- Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2014.
Billionaire Hedge Funds
