Filing Details
- Accession Number:
- 0001193290-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-25 12:02:27
- Reporting Period:
- 2014-03-24
- Filing Date:
- 2014-03-25
- Accepted Time:
- 2014-03-25 12:02:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193290 | B Nancy Davis | 4700 Crofton Road Louisville KY 40207 | Exec. Vice President, Treasure | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-19 | 35 | $0.00 | 55,661 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2014-03-24 | 1,500 | $31.78 | 10,345 | No | 4 | S | Indirect | by 401k/ESOP-fbo Nancy Davis |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Indirect | by 401k/ESOP-fbo Nancy Davis |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $22.81 | 2005-06-14 | 2014-12-14 | 6,300 | 6,300 | Direct |
| Common Stock | Option (Right to Buy) | $24.07 | 2006-07-17 | 2016-01-17 | 8,400 | 8,400 | Direct |
| Common Stock | Option (Right to Buy) | $26.83 | 2007-08-20 | 2017-02-20 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2008-08-19 | 2018-02-19 | 3,200 | 3,200 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 5,826 | 5,826 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 3,484 | 3,484 | Direct |
| Common Stock | Stock Appreciation Right | $22.86 | 2013-02-20 | 2022-02-20 | 6,125 | 6,125 | Direct |
| Common Stock | Stock Appreciation Right | $29.05 | 2015-02-18 | 2024-02-18 | 5,149 | 5,149 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-14 | 6,300 | 6,300 | Direct |
| 2016-01-17 | 8,400 | 8,400 | Direct |
| 2017-02-20 | 5,000 | 5,000 | Direct |
| 2018-02-19 | 3,200 | 3,200 | Direct |
| 2019-02-17 | 3,000 | 3,000 | Direct |
| 2020-02-16 | 5,826 | 5,826 | Direct |
| 2021-03-15 | 3,484 | 3,484 | Direct |
| 2022-02-20 | 6,125 | 6,125 | Direct |
| 2024-02-18 | 5,149 | 5,149 | Direct |
Footnotes
- Gifted shares to charitable organization.
Billionaire Hedge Funds
