Filing Details
- Accession Number:
- 0001209191-14-022832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-24 20:33:42
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-24
- Accepted Time:
- 2014-03-24 20:33:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305168 | Arc Document Solutions Inc. | ARC | Services-Mailing, Reproduction, Commercial Art & Photography (7330) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1315127 | K Rahul Roy | C/O Arc Document Solutions, Inc. 1981 N. Broadway, Suite 385 Walnut Creek CA 94596 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-20 | 20,000 | $5.85 | 63,253 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-20 | 20,000 | $7.14 | 43,253 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 10,000 | $5.85 | 53,253 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 10,000 | $7.33 | 43,253 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-03-20 | 20,000 | $5.85 | 20,000 | $5.85 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-03-21 | 10,000 | $5.85 | 10,000 | $5.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,348 | 2010-05-01 | 2014-04-30 | No | 4 | X | Direct |
| 29,348 | 2010-05-01 | 2014-04-30 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 43,253 | Direct |
Footnotes
- Exercise of Stock Option, Right to Buy, granted April 30, 2004, fully vested as of May 01, 2010.
- This price represents the weighted average sales price for multiple transactions reported on this line. The price of the transactions reported on this line range between $7.015 to $7.20 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price within the range.
- This price represents the weighted average sales price for multiple transactions reported on this line. The price of the transactions reported on this line range between $7.23 to $7.39 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price within the range.
Billionaire Hedge Funds
