Filing Details
- Accession Number:
- 0001002225-14-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-24 18:27:46
- Reporting Period:
- 2014-03-21
- Filing Date:
- 2014-03-24
- Accepted Time:
- 2014-03-24 18:27:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-21 | 245 | $12.75 | 67,790 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 104 | $30.30 | 67,686 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-03-21 | 53 | $30.30 | 67,633 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 478 | $17.80 | 68,111 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 281 | $30.30 | 67,830 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 240 | $12.75 | 68,070 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 101 | $30.30 | 67,969 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 234 | $17.91 | 68,203 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 139 | $30.30 | 68,064 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-03-21 | 35 | $30.30 | 68,029 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-03-21 | 233 | $17.91 | 68,262 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-21 | 138 | $30.30 | 68,124 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-03-21 | 35 | $30.30 | 68,089 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-03-24 | 418 | $30.44 | 67,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-21 | 245 | $0.00 | 245 | $12.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-21 | 240 | $0.00 | 240 | $12.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-21 | 478 | $0.00 | 478 | $17.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-21 | 234 | $0.00 | 234 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-21 | 233 | $0.00 | 233 | $17.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,210 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 970 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 12,426 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
| 7,000 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 6,767 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 30 August 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level.
Billionaire Hedge Funds
