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Home > Insider Trading > Filing (0000807249-14-000089)

Filing Details

Accession Number:: 0000807249-14-000089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-24 16:33:50
Reporting Period:: 2014-03-20

Filing Date:: 2014-03-24
Accepted Time:: 2014-03-24 16:33:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1060349	Gamco Investors Inc. Et Al	GBL	Security Brokers, Dealers & Flotation Companies (6211)	134007862

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
807249	Gamco Investors, Inc. Et Al	One Corporate Center Rye NY 10580		Yes	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-03-20	10,000	$39.65	10,000	No	4	M	Direct
Class A Common Stock	Disposition	2014-03-20	6,396	$81.61	3,604	No	4	S	Direct
Class A Common Stock	Disposition	2014-03-21	604	$82.60	3,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Director Stock Option (Right to Buy)	Disposition	2014-03-20	10,000	$0.00	10,000	$39.65

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-05-11	2014-05-11	No	4	M	Direct

Footnotes

Owned by Edwin L. Artzt.
These options became exercisable with respect to 75% of the shares on 5/11/07 and with respect to the remaining 25% of the shares on 5/11/08.