Filing Details
- Accession Number:
- 0001127602-14-012541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-24 08:43:05
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-24
- Accepted Time:
- 2014-03-24 08:43:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
81061 | Publix Super Markets Inc | NONE | Retail-Grocery Stores (5411) | 590324412 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215800 | P David Phillips | P.o. Box 407 Lakeland FL 33802 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-24 | 42,939 | $30.00 | 144,189 | No | 5 | J | Direct | |
Common Stock | Disposition | 2014-02-24 | 42,939 | $30.00 | 89,986 | No | 5 | J | Indirect | By GRAT |
Common Stock | Acquisiton | 2014-03-20 | 10,000 | $30.15 | 154,189 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | By GRAT |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | SERP Stock | Acquisiton | 2014-03-03 | 1,659 | $30.15 | 1,659 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,847 | No | 5 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,758 | Indirect | By 401(k) |
Common Stock | 14,000 | Indirect | By Custodian For Children |
Common Stock | 65,494 | Indirect | By ESOP |
Common Stock | 17,025 | Indirect | By IRA |
Footnotes
- Reflects transfers for no consideration that did not result in a change in the reporting person's pecuniary interest and are therefore exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
- Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.