Home > Insider Trading > Filing (0001592747-14-000025)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1265078	T Grover Wickersham			Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2014-03-21	150,000	$6.87	360,000	No	4	P	Indirect	By limited parntership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By limited parntership

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	87,774	Direct
Common Stock, $0.001 Par Value	67,463	Direct
Common Stock, $0.001 Par Value	24,397	Indirect	By trust
Common Stock, $0.001 Par Value	51,022	Indirect	By corporation
Common Stock, $0.001 Par Value	23,723	Indirect	By corporation

Footnotes

The reporting person owns 100% of the shares of this limited partnership's general partner.
The 67,463 shares reported hereon are jointly owned by the reporting person and his spouse as community property.
The reporting person is the trustee of his daughter's trust, The Lindsay Anne Wickersham 1999 Irrevocable Trust. The reporting person disclaims beneficial ownership of all of the securities owned by the Trust. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purposes.
The reporting person owns 100% of the shares of the corporation.
The reporting person owns 75% of the shares of the corporation, and he is an executive officer and director of that corporation. He disclaims beneficial ownership except to the extent of his pecuniary interest in the corporation. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.