Filing Details
- Accession Number:
- 0001094739-14-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-21 17:40:44
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-21
- Accepted Time:
- 2014-03-21 17:40:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307613 | A Joseph Young | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Exec. Vp Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-20 | 15,253 | $11.76 | 152,268 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-20 | 27,263 | $11.76 | 179,531 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-20 | 5,000 | $9.76 | 184,531 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-20 | 15,253 | $26.84 | 169,278 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-20 | 32,263 | $26.47 | 137,015 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-20 | 15,253 | $0.00 | 15,253 | $11.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-20 | 27,263 | $0.00 | 27,263 | $11.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-20 | 5,000 | $0.00 | 5,000 | $9.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,263 | 2005-10-29 | 2014-10-29 | No | 4 | M | Direct |
| 0 | 2005-10-29 | 2014-10-29 | No | 4 | M | Direct |
| 0 | 2006-06-08 | 2015-06-08 | No | 4 | M | Direct |
Footnotes
- Includes 515 shares purchased under the Issuer's Employee Stock Purchase Plan on December 13, 2013 and such purchase was not required to be reported pursuant to Section 16(a) and also Includes 327 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2013 and not required to be reported.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.8 to $26.96 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $26.48 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Billionaire Hedge Funds
