Filing Details
- Accession Number:
- 0001144204-14-017088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-21 16:00:01
- Reporting Period:
- 2014-03-19
- Filing Date:
- 2014-03-21
- Accepted Time:
- 2014-03-21 16:00:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561515 | T. Robert Ladd | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-19 | 3,100 | $14.40 | 77,877 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-19 | 100 | $14.44 | 77,977 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-19 | 1,800 | $14.45 | 79,777 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The amount of shares beneficially owned includes 7,726 shares issued under the DRIP and 17,627 shares distributed by Stellus Capital Management, LLC to the reporting person.