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Filing Details

Accession Number:: 0001140361-14-013818
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-21 15:58:42
Reporting Period:: 2014-03-12

Filing Date:: 2014-03-21
Accepted Time:: 2014-03-21 15:58:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1141240	Liquidmetal Technologies Inc	LQMT	Chemicals & Allied Products (2800)	330264467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1463988	Abdi Mahamedi	Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita CA 92688		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-03-12	238,913	$0.25	15,369,995	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-03-13	29,000	$0.25	15,340,995	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-03-17	438,262	$0.29	14,902,733	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-03-18	293,825	$0.29	14,608,908	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	759,428	Direct

Footnotes

Shares indirectly held in the name of Carlyle Holdings, LLC. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.25 to $0.253, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.261 to $0.3078, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.275 to $0.296, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.