Filing Details
- Accession Number:
- 0001127602-14-012466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-21 15:17:09
- Reporting Period:
- 2014-03-21
- Filing Date:
- 2014-03-21
- Accepted Time:
- 2014-03-21 15:17:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250300 | A Pressley Ridgill | P. O. Box 18807 Greensboro NC 27419 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-03-21 | 800 | $7.43 | 52,085 | No | 4 | P | Indirect | Deferred Trust |
Class A Common Stock | Acquisiton | 2014-03-21 | 2 | $7.35 | 52,087 | No | 4 | P | Indirect | Deferred Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Deferred Trust |
No | 4 | P | Indirect | Deferred Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 21,433 | Direct | |
Class A Common Stock | 3,036 | Indirect | By 401(k) |
Class A Common Stock | 37,588 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Incentive Stock Option (Right to Buy) | $16.93 | 2006-01-03 | 2015-01-03 | 6,940 | 6,940 | Direct |
Class A Common Stock | Incentive Stock Option (Right to Buy) | $15.42 | 2006-10-20 | 2015-10-20 | 1,437 | 1,437 | Direct |
Class A Common Stock | Non-qualified Stock Option (Right to Buy) | $16.93 | 2006-01-03 | 2015-01-03 | 7,772 | 7,772 | Direct |
Class A Common Stock | Non-qualified Stock Option (Right to Buy) | $15.42 | 2006-10-20 | 2015-10-20 | 30,662 | 30,662 | Direct |
Class A Common Stock | Restricted Stock Units | $0.00 | 2013-04-29 | 8,354 | 8,354 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 6,961 | 6,961 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-01-01 | 7,230 | 7,230 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2017-01-01 | 21,488 | 21,488 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-01-01 | 20,882 | 20,882 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 2015-01-01 | 21,690 | 21,690 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-01-03 | 6,940 | 6,940 | Direct |
2015-10-20 | 1,437 | 1,437 | Direct |
2015-01-03 | 7,772 | 7,772 | Direct |
2015-10-20 | 30,662 | 30,662 | Direct |
8,354 | 8,354 | Direct | |
6,961 | 6,961 | Direct | |
7,230 | 7,230 | Direct | |
21,488 | 21,488 | Direct | |
20,882 | 20,882 | Direct | |
21,690 | 21,690 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock upon vesting of the unit.
- The restricted stock units vest as follows: 100% on 1/1/2015 subject to the recipient's continued employment through the applicable vesting date.
- No expiration date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2016, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2015, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2016 and in each case subject to the recipient's continued employment through the applicable vesting date.
- The restricted stock units vest as follows: (i) up to 50% on 1/1/2017, subject to the satisfaction of certain performance metrics; and (ii) 50% on 1/1/2017 and in each case subject to the recipient's continued employment through the applicable vesting date.