Filing Details
- Accession Number:
- 0001579618-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-21 14:43:09
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-21
- Accepted Time:
- 2014-03-21 14:43:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023024 | Ani Pharmaceuticals Inc | ANIP | Pharmaceutical Preparations (2834) | 582301143 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579618 | Tracy Marshbanks | 1 South Wacker Drive Suite 3900 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-20 | 11,361 | $31.54 | 523,296 | No | 4 | S | Indirect | See Footnote 1 |
Common Stock | Disposition | 2014-03-20 | 4,612 | $31.54 | 212,448 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-03-20 | 177 | $31.54 | 8,173 | No | 4 | S | Indirect | See Footnote 3 |
Common Stock | Disposition | 2014-03-21 | 3,951 | $31.06 | 519,345 | No | 4 | S | Indirect | See Footnote 1 |
Common Stock | Disposition | 2014-03-21 | 1,604 | $31.06 | 210,844 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2014-03-21 | 62 | $31.06 | 8,111 | No | 4 | S | Indirect | See Footnote 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 1 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 3 |
No | 4 | S | Indirect | See Footnote 1 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 3 |
Footnotes
- Held by: FA Private Equity Fund IV, L.P., of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Held by: The Productivity Fund IV Liquidating Trust, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Held by: The Productivity Fund IV Advisors Fund Liquidating Trust, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).