Filing Details
- Accession Number:
- 0001192381-14-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-21 14:32:02
- Reporting Period:
- 2014-03-19
- Filing Date:
- 2014-03-21
- Accepted Time:
- 2014-03-21 14:32:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-19 | 84,375 | $21.28 | 243,227 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-19 | 84,375 | $54.83 | 158,852 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-19 | 84,375 | $0.00 | 84,375 | $21.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,227 | Indirect | By 401(k) |
| Common Stock | 500 | Indirect | by Spouse 401(k) |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.52 - $55.21, inclusive.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- The option vested 25% annually from 12/17/2010 to 12/17/2013.
Billionaire Hedge Funds
