Filing Details
- Accession Number:
- 0001127602-14-012430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 21:10:31
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 21:10:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223002 | W Bruce Shewmaker | 1450 Broadway New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-20 | 1,100 | $3.55 | 17,734 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-20 | 357 | $3.56 | 18,091 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.