Filing Details
- Accession Number:
- 0001127602-14-012427
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 21:08:31
- Reporting Period:
- 2014-03-18
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 21:08:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225922 | Laura Alber | 3250 Van Ness Avenue San Francisco CA 94109 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-18 | 50,000 | $34.89 | 183,589 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-18 | 10,268 | $66.76 | 173,321 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-03-18 | 26,131 | $66.76 | 147,190 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-03-18 | 50,000 | $27.72 | 197,190 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-18 | 15,257 | $66.76 | 181,933 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-03-18 | 20,761 | $66.76 | 161,172 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-03-18 | 27,583 | $66.26 | 133,589 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-18 | 50,000 | $0.00 | 50,000 | $34.89 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-03-18 | 50,000 | $0.00 | 50,000 | $27.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-27 | No | 4 | M | Direct | |
| 50,000 | 2020-03-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,056 | Indirect | By Managed Account |
Footnotes
- Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $66.03 to $66.55. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 18, 2014.
- These stock-settled stock appreciation rights are fully vested and immediately exercisable.
- These stock-settled stock appreciation rights vest in four equal annual installments on each anniversary of the grant date.
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