Filing Details
- Accession Number:
- 0001127602-14-012422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 21:05:56
- Reporting Period:
- 2014-03-18
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 21:05:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225925 | Pat Connolly | 3250 Van Ness Avenue San Francisco CA 94109 | Evp Cmo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-18 | 60,000 | $8.56 | 579,859 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-18 | 25,101 | $66.76 | 554,758 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-03-18 | 7,694 | $66.76 | 547,064 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-03-19 | 50,000 | $32.39 | 597,064 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-19 | 77,205 | $66.17 | 519,859 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-03-18 | 60,000 | $0.00 | 60,000 | $8.56 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-03-19 | 50,000 | $0.00 | 50,000 | $32.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2018-11-07 | No | 4 | M | Direct | |
0 | 2014-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 37,851 | Indirect | By Managed Account |
Common Stock | 225,000 | Indirect | By LLC |
Footnotes
- Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $65.66 to $66.61. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 18, 2014.
- These stock-settled stock appreciation rights are fully vested and immediately exercisable.
- These stock options are fully vested and immediately exercisable.