Filing Details

Accession Number:
0001127602-14-012422
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-20 21:05:56
Reporting Period:
2014-03-18
Filing Date:
2014-03-20
Accepted Time:
2014-03-20 21:05:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719955 Williams Sonoma Inc WSM Retail-Home Furniture, Furnishings & Equipment Stores (5700) 942203880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225925 Pat Connolly 3250 Van Ness Avenue
San Francisco CA 94109
Evp Cmo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-18 60,000 $8.56 579,859 No 4 M Direct
Common Stock Disposition 2014-03-18 25,101 $66.76 554,758 No 4 F Direct
Common Stock Disposition 2014-03-18 7,694 $66.76 547,064 No 4 D Direct
Common Stock Acquisiton 2014-03-19 50,000 $32.39 597,064 No 4 M Direct
Common Stock Disposition 2014-03-19 77,205 $66.17 519,859 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-03-18 60,000 $0.00 60,000 $8.56
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2014-03-19 50,000 $0.00 50,000 $32.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2018-11-07 No 4 M Direct
0 2014-06-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 37,851 Indirect By Managed Account
Common Stock 225,000 Indirect By LLC
Footnotes
  1. Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
  2. Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
  3. Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $65.66 to $66.61. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 18, 2014.
  5. These stock-settled stock appreciation rights are fully vested and immediately exercisable.
  6. These stock options are fully vested and immediately exercisable.