Filing Details
- Accession Number:
- 0001209191-14-022342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 21:05:02
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 21:05:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Nuverra Environmental Solutions Inc. | NES | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557927 | Curtis Jay Parkinson | C/O Nuverra Environmental Solutions, Inc 14624 N. Scottsdale Rd., Suite 300 Scottsdale AZ 85254 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-12 | 75,000 | $0.00 | 102,500 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-03-20 | 2,500 | $17.87 | 105,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 367 | Indirect | 401(k) |
Footnotes
- Represents the receipt of common stock upon the vesting of shares of restricted stock units granted on March 12, 2014 for the Reporting Person's 2013 bonus grant pursuant to the Issuer's 2009 Equity Incentive Plan (the "Plan"). Conditional on shareholder approval of an amendment to the Plan at the annual meeting of the shareholders to be held on May 6, 2014, these restricted stock units are schedules to vest 1/3 on 1/15/15, 1/3 on 1/15/16, and 1/3 on 1/15/17.
- This amount includes the receipt of 20,000 shares of common stock upon the vesting of restricted stock granted on September 10, 2012 pursuant to the Plan. These 20,000 shares of restricted stock are scheduled to vest 100% on the third anniversary of the date of the grant.
- Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches their employees' cash contributions with stock. Represents the receipt of common stock upon the vesting of shares of restricted stock units received between November 25, 2013 and March 12, 2014 through Issuer's Match Plan. 1/3rd of the grant, or 122.236 shares, have vested. Remainder will vest over the next two anniversaries of date of hire, with 1/3 to vest 9/5/14 and 1/3 to vest 9/5/15, respectively.