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Home > Insider Trading > Filing (0001127602-14-012418)

Filing Details

Accession Number:: 0001127602-14-012418
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-20 21:02:01
Reporting Period:: 2014-03-20

Filing Date:: 2014-03-20
Accepted Time:: 2014-03-20 21:02:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
893739	Harris & Harris Group Inc	TINY	Investors, Nec (6799)	133119827

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1111367	A Phillip Bauman	1450 Broadway 24Th Floor New York NY 10018		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-20	1,649	$3.55	59,655	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,637	Indirect	Wife
Common Stock	100	Indirect	By wife as custodian for daughter
Common Stock	100	Indirect	Daughter

Footnotes

The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.