Filing Details
- Accession Number:
- 0001280263-14-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 19:36:43
- Reporting Period:
- 2014-03-18
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 19:36:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558645 | Leslie Kohn | 3101 Jay Street Santa Clara CA 95054 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-03-17 | 764 | $0.00 | 949,270 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-03-18 | 1,682 | $28.00 | 947,588 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2014-03-17 | 764 | $0.00 | 764 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,640 | 2022-08-27 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one share of the Issuer's Ordinary Shares.
- The RSUs vest as to one-fourth of the RSUs each three months following September 15, 2012.
Billionaire Hedge Funds
