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Filing Details

Accession Number:: 0001140361-14-013698
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-20 17:02:17
Reporting Period:: 2013-05-14

Filing Date:: 2014-03-20
Accepted Time:: 2014-03-20 17:02:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
862692	Cryo Cell International Inc	CCEL	Services-Services, Nec (8900)	223023093

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315416	David Portnoy	700 Brooker Creek Boulevard Suite 1800 Oldsmar FL 34677	Co-Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-05-14	1,500	$2.08	52,351	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-05-15	500	$2.10	52,851	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-05-16	890	$2.03	53,741	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-06-18	968	$1.91	54,709	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-06-24	2,400	$1.91	57,109	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-06-25	250	$1.91	57,359	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-07-05	1,300	$1.91	58,659	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-07-09	82	$1.85	58,741	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-08-07	3	$1.94	58,744	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-08-08	1,997	$1.94	60,741	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-10-09	3,000	$2.03	63,741	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-10-30	100	$1.90	63,841	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-10-31	465	$1.90	64,306	No	4	P	Indirect	Father-in-Law
Common Stock	Acquisiton	2013-11-01	1,011	$1.90	65,317	No	4	P	Indirect	Father-in-Law
Common Stock	Disposition	2014-01-17	5,000	$2.00	60,317	No	4	S	Indirect	Father-in-Law
Common Stock	Disposition	2014-01-21	250	$2.04	60,067	No	4	S	Indirect	Father-in-Law
Common Stock	Disposition	2014-01-23	2,750	$2.04	57,317	No	4	S	Indirect	Father-in-Law
Common Stock	Disposition	2014-02-03	10,000	$1.97	47,317	No	4	S	Indirect	Father-in-Law
Common Stock	Disposition	2014-02-03	8,000	$1.96	39,317	No	4	S	Indirect	Father-in-Law
Common Stock	Disposition	2014-02-04	800	$1.95	38,517	No	4	S	Indirect	Father-in-Law

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	P	Indirect	Father-in-Law
No	4	S	Indirect	Father-in-Law
No	4	S	Indirect	Father-in-Law
No	4	S	Indirect	Father-in-Law
No	4	S	Indirect	Father-in-Law
No	4	S	Indirect	Father-in-Law
No	4	S	Indirect	Father-in-Law

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	91,163	Direct
Common Stock	28,746	Indirect	By 401(k)
Common Stock	5,529	Indirect	As Cust for Daughter
Common Stock	6,382	Indirect	As Cust for Son
Common Stock	76,521	Indirect	By Spouse
Common Stock	148,224	Indirect	By Corporation
Common Stock	78,176	Indirect	By LLC
Common Stock	199,080	Indirect	By IRA
Common Stock	55,219	Indirect	By Corporation 2

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$1.72	2011-12-01	2021-12-01	200,000	200,000	Direct
Common Stock	Stock Options	$2.90	2011-08-31	2021-08-31	100,000	100,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-12-01	200,000	200,000	Direct
2021-08-31	100,000	100,000	Direct

Footnotes

Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.
Transactions occurred in an account which was subsequently determined to possibly be attributable to David I. Portnoy. Accordingly, multiple sales in this account were matchable against various purchases (both in and out of this account) under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Portnoy has agreed to pay the Issuer $4,256.61, representing the full amount of profit realized in connection with the short-swing transactions.
Reflects distribution of shares as the result of a partner leaving Mayim Investments Limited Partnership, outside the control of Mr. Portnoy.