Filing Details
- Accession Number:
- 0001127602-14-012385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 16:35:32
- Reporting Period:
- 2014-03-19
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 16:35:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446059 | Alexander Karsner | C/O Applied Materials, Inc. 3050 Bowers Av, M/S 1268 P.o. Box 58039 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-19 | 45,706 | $19.47 | 13,782 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.41 to $19.50, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- Number of shares consists of 13,782 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur the earlier of (a) March 2015 and (b) three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (vesting is subject to continued service as a director through the vest date).