Filing Details
- Accession Number:
- 0001013762-14-000263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 16:34:11
- Reporting Period:
- 2014-03-18
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 16:34:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1498382 | Delmar Pharmaceuticals Inc. | DMPI | Pharmaceutical Preparations (2834) | 990360497 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1407235 | J William Garner | Suite 720-999 West Broadway Vancouver A1 V5Z 1K5 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-18 | 80,000 | $0.00 | 90,000 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-03-18 | 25,000 | $1.30 | 65,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-18 | 25,000 | $1.30 | 40,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-18 | 10,000 | $1.30 | 30,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-18 | 10,000 | $1.30 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-18 | 10,000 | $1.30 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Exchangeable Shares | Disposition | 2014-03-18 | 80,000 | $0.01 | 80,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,513,541 | No | 4 | C | Indirect |
Footnotes
- Exchangeable Shares are shares of Exchangeco (as such terms are defined in the Issuer's Current Report on Form 8-K filed with the SEC on January 31, 2013) which are exchangeable on a 1-for-1 basis at any time for shares of common stock in the Issuer.
- Shares are held in trust by Jeffrey Bacha.
- 5,000 shares are held by EGB Advisors, LLC, which is owned by Mr. Garner, and the remainder are held directly by Mr. Garner.
Billionaire Hedge Funds
