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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1141240	Liquidmetal Technologies Inc	LQMT	Chemicals & Allied Products (2800)	330264467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305945	Tony Chung	Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita CA 92688	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-03-18	70,566	$0.29	1,819,777	No	4	S	Direct
Common Stock	Disposition	2014-03-19	494,778	$0.28	1,324,999	No	4	S	Direct
Common Stock	Acquisiton	2014-03-20	200,000	$0.09	1,524,999	No	4	M	Direct
Common Stock	Acquisiton	2014-03-20	150,000	$0.12	1,674,999	No	4	M	Direct
Common Stock	Acquisiton	2014-03-20	195,300	$0.08	1,870,299	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2014-03-20	200,000	$0.00	200,000	$0.09
Common Stock	Options to Purchase Common Stock	Disposition	2014-03-20	150,000	$0.00	150,000	$0.12
Common Stock	Options to Purchase Common Stock	Disposition	2014-03-20	195,300	$0.00	195,300	$0.08

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-12-01	No	4	M	Direct
100,000	2020-07-11	No	4	M	Direct
781,200	2023-02-06	No	4	M	Direct

Footnotes

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.275 to $0.30, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.275 to $0.28, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Options were granted pursuant to the 2002 Equity Incentive Plan and vest in five equal annual installments of 20% beginning one year from the date of grant.
Options vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary date of grant, with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.