Filing Details
- Accession Number:
- 0001209191-14-022152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 15:39:17
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 15:39:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1004702 | Oceanfirst Financial Corp | OCFC | Savings Institution, Federally Chartered (6035) | 223412577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1281379 | R Joseph Iantosca | 975 Hooper Avenue Toms River NJ 08754 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-19 | 1,910 | $0.00 | 7,735 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-11-12 | 2,439 | $17.90 | 9,401 | No | 4 | S | Indirect | By 401(k) |
Common Stock | Acquisiton | 2013-11-13 | 1,312 | $17.78 | 10,713 | No | 4 | P | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | By 401(k) |
No | 4 | P | Indirect | By 401(k) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2014-03-19 | 24,375 | $0.00 | 24,375 | $17.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,375 | 2015-03-19 | 2024-03-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,278 | Indirect | BY ESOP |
Common Stock | 1,462 | Indirect | By Matching ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $22.53 | 2005-05-28 | 2014-05-28 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $23.07 | 2006-01-19 | 2015-01-19 | 554 | 554 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.80 | 2006-04-20 | 2015-04-20 | 614 | 614 | Direct |
Common Stock | Stock Option (Right to Buy) | $23.48 | 2007-02-15 | 2016-02-15 | 10,000 | 10,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $20.25 | 2008-03-02 | 2017-03-02 | 6,750 | 6,750 | Direct |
Common Stock | Stock Option (Right to Buy) | $16.81 | 2009-02-20 | 2018-02-20 | 7,088 | 7,088 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.28 | 2010-02-18 | 2019-02-18 | 7,088 | 7,088 | Direct |
Common Stock | Stock Option (Right to Buy) | $10.11 | 2011-02-11 | 2020-02-11 | 9,925 | 9,925 | Direct |
Common Stock | Stock Option (Right to Buy) | $13.87 | 2012-02-18 | 2021-02-18 | 10,125 | 10,125 | Direct |
Common Stock | Stock Option (Right to Buy) | $13.83 | 2013-02-15 | 2022-02-15 | 10,125 | 10,125 | Direct |
Common Stock | Stock Option (Right to Buy) | $14.62 | 2014-02-15 | 2023-02-15 | 11,250 | 11,250 | Direct |
Common Stock | Stock Option (Right to Buy) | $14.55 | 2014-06-17 | 2023-06-17 | 11,250 | 11,250 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-28 | 10,000 | 10,000 | Direct |
2015-01-19 | 554 | 554 | Direct |
2015-04-20 | 614 | 614 | Direct |
2016-02-15 | 10,000 | 10,000 | Direct |
2017-03-02 | 6,750 | 6,750 | Direct |
2018-02-20 | 7,088 | 7,088 | Direct |
2019-02-18 | 7,088 | 7,088 | Direct |
2020-02-11 | 9,925 | 9,925 | Direct |
2021-02-18 | 10,125 | 10,125 | Direct |
2022-02-15 | 10,125 | 10,125 | Direct |
2023-02-15 | 11,250 | 11,250 | Direct |
2023-06-17 | 11,250 | 11,250 | Direct |
Footnotes
- Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2015. Total includes other restricted shares that vest in the future.
- Mr. Iantosca effected a transaction in his 401(k) Plan that caused an involuntary sale of shares.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Mr. Iantosca has agreed to disgorge any short swing profit generated from these transactions.
- Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006.
- Options vest in five equal annual installments beginning on the date first exercisable.