Filing Details

Accession Number:
0001209191-14-022152
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-20 15:39:17
Reporting Period:
2013-11-12
Filing Date:
2014-03-20
Accepted Time:
2014-03-20 15:39:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1004702 Oceanfirst Financial Corp OCFC Savings Institution, Federally Chartered (6035) 223412577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281379 R Joseph Iantosca 975 Hooper Avenue
Toms River NJ 08754
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-19 1,910 $0.00 7,735 No 4 A Direct
Common Stock Disposition 2013-11-12 2,439 $17.90 9,401 No 4 S Indirect By 401(k)
Common Stock Acquisiton 2013-11-13 1,312 $17.78 10,713 No 4 P Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect By 401(k)
No 4 P Indirect By 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2014-03-19 24,375 $0.00 24,375 $17.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,375 2015-03-19 2024-03-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,278 Indirect BY ESOP
Common Stock 1,462 Indirect By Matching ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $22.53 2005-05-28 2014-05-28 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $23.07 2006-01-19 2015-01-19 554 554 Direct
Common Stock Stock Option (Right to Buy) $20.80 2006-04-20 2015-04-20 614 614 Direct
Common Stock Stock Option (Right to Buy) $23.48 2007-02-15 2016-02-15 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $20.25 2008-03-02 2017-03-02 6,750 6,750 Direct
Common Stock Stock Option (Right to Buy) $16.81 2009-02-20 2018-02-20 7,088 7,088 Direct
Common Stock Stock Option (Right to Buy) $12.28 2010-02-18 2019-02-18 7,088 7,088 Direct
Common Stock Stock Option (Right to Buy) $10.11 2011-02-11 2020-02-11 9,925 9,925 Direct
Common Stock Stock Option (Right to Buy) $13.87 2012-02-18 2021-02-18 10,125 10,125 Direct
Common Stock Stock Option (Right to Buy) $13.83 2013-02-15 2022-02-15 10,125 10,125 Direct
Common Stock Stock Option (Right to Buy) $14.62 2014-02-15 2023-02-15 11,250 11,250 Direct
Common Stock Stock Option (Right to Buy) $14.55 2014-06-17 2023-06-17 11,250 11,250 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-28 10,000 10,000 Direct
2015-01-19 554 554 Direct
2015-04-20 614 614 Direct
2016-02-15 10,000 10,000 Direct
2017-03-02 6,750 6,750 Direct
2018-02-20 7,088 7,088 Direct
2019-02-18 7,088 7,088 Direct
2020-02-11 9,925 9,925 Direct
2021-02-18 10,125 10,125 Direct
2022-02-15 10,125 10,125 Direct
2023-02-15 11,250 11,250 Direct
2023-06-17 11,250 11,250 Direct
Footnotes
  1. Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2015. Total includes other restricted shares that vest in the future.
  2. Mr. Iantosca effected a transaction in his 401(k) Plan that caused an involuntary sale of shares.
  3. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  4. Mr. Iantosca has agreed to disgorge any short swing profit generated from these transactions.
  5. Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006.
  6. Options vest in five equal annual installments beginning on the date first exercisable.