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Home > Insider Trading > Filing (0000791908-14-000048)

Filing Details

Accession Number:: 0000791908-14-000048
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-20 15:39:01
Reporting Period:: 2014-03-18

Filing Date:: 2014-03-20
Accepted Time:: 2014-03-20 15:39:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791908	Xoma Corp	XOMA	Pharmaceutical Preparations (2834)	942756657

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1600865	R James Neal	C/O Xoma Corporation 2910 Seventh Street Berkeley CA 94710	Vp Business Development	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2014-03-18	2,671	$6.32	151,441	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	1,470	Indirect	by 401(k)

Footnotes

These restricted stock units were granted on February 28, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.