Filing Details
- Accession Number:
- 0001181431-14-013464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 21:27:03
- Reporting Period:
- 2014-03-19
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 21:27:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571478 | E James Francese | 1911 Walker Avenue Monrovia CA 91016 | Vp, Global Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-19 | 16,666 | $6.71 | 38,626 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-19 | 16,666 | $17.22 | 21,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2014-03-19 | 16,666 | $0.00 | 16,666 | $6.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,334 | 2013-09-04 | 2022-09-03 | No | 4 | M | Direct |
Footnotes
- Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on 3/4/16. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapses as to 1/2 of the shares (3500 shares) on 3/7/16 and lapses as to the other 1/2 of the shares (3500 shares) on 3/7/17.
- The 50,000 options originally granted become exercisable as follows: 16,666 on September 4, 2013, 16,666 on September 4, 2014, and 16,667 on September 4, 2015.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.11 to $17.31, inclusive.