Filing Details

Accession Number:
0001144204-14-016755
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 19:57:40
Reporting Period:
2014-03-18
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 19:57:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551901 Stellus Capital Investment Corp SCM () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561707 R Bruce Bilger C/O Stellus Capital Investment Corp
4400 Post Oak Parkway, Suite 2200
Houston TX 77027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-18 104 $14.51 34,494 No 4 P Direct
Common Stock Acquisiton 2014-03-18 4 $14.52 34,498 No 4 P Direct
Common Stock Acquisiton 2014-03-18 54 $14.53 34,552 No 4 P Direct
Common Stock Acquisiton 2014-03-18 50 $14.54 34,602 No 4 P Direct
Common Stock Acquisiton 2014-03-18 1,400 $14.54 36,002 No 4 P Direct
Common Stock Acquisiton 2014-03-18 2,124 $14.55 38,126 No 4 P Direct
Common Stock Acquisiton 2014-03-19 313 $14.55 38,439 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 917 shares acquired under the Stellus Capital Investment Corp. Dividend Reinvestment Plan.