Filing Details

Accession Number:
0001209191-14-021968
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 18:44:08
Reporting Period:
2014-03-17
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 18:44:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100270 Krispy Kreme Doughnuts Inc KKD Retail-Food Stores (5400) 562169715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403303 J Kenneth Hudson 370 Knollwood Street
Suite 500
Winston-Salem NC 27103
Svp Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 7,000 $14.04 82,800 No 4 M Direct
Common Stock Acquisiton 2014-03-17 120,000 $9.71 202,800 No 4 M Direct
Common Stock Acquisiton 2014-03-17 53,706 $3.41 256,506 No 4 M Direct
Common Stock Acquisiton 2014-03-17 100,000 $3.08 356,506 No 4 M Direct
Common Stock Acquisiton 2014-03-17 100,000 $1.40 456,506 No 4 M Direct
Common Stock Acquisiton 2014-03-17 100,000 $2.65 556,506 No 4 M Direct
Common Stock Acquisiton 2014-03-17 41,970 $6.39 598,476 No 4 M Direct
Common Stock Acquisiton 2014-03-17 50,000 $7.03 648,476 No 4 M Direct
Common Stock Disposition 2014-03-17 572,676 $19.24 75,800 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 7,000 $0.00 7,000 $14.04
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 120,000 $0.00 120,000 $9.71
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 53,706 $0.00 53,706 $3.41
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 100,000 $0.00 100,000 $3.08
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 100,000 $0.00 100,000 $1.40
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 100,000 $0.00 100,000 $2.65
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 41,970 $0.00 41,970 $6.39
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 50,000 $0.00 50,000 $7.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-09 No 4 M Direct
0 2016-11-02 No 4 M Direct
0 2017-09-11 No 4 M Direct
0 2018-04-14 No 4 M Direct
0 2019-01-29 No 4 M Direct
0 2020-01-25 No 4 M Direct
58,030 2021-01-30 No 4 M Direct
50,000 2022-01-25 No 4 M Direct
Footnotes
  1. The Reporting Person's sale of these shares was made in anticipation of the Reporting Person's retirement by the end of the year. The sale of these shares was made as part of his personal investment strategy and financial planning needs, including for individual asset diversification, and for estate planning purposes.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.
  3. The options vest in four equal annual installments beginning on August 9, 2005.
  4. The options vest in four equal annual installments beginning on November 2, 2007.
  5. The options vest in four nearly equal annual installments beginning on September 11, 2008.
  6. The options vest in four equal annual installments beginning on April 14, 2009.
  7. The options vest in four equal annual installments beginning on January 29, 2010.
  8. The options vest in four equal annual installments beginning on January 25, 2011.
  9. The options vest in four equal annual installments beginning on January 30, 2012.
  10. The options vest in four equal annual installments beginning on January 25, 2013.