Filing Details
- Accession Number:
- 0001209191-14-021968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 18:44:08
- Reporting Period:
- 2014-03-17
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 18:44:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100270 | Krispy Kreme Doughnuts Inc | KKD | Retail-Food Stores (5400) | 562169715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403303 | J Kenneth Hudson | 370 Knollwood Street Suite 500 Winston-Salem NC 27103 | Svp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-17 | 7,000 | $14.04 | 82,800 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 120,000 | $9.71 | 202,800 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 53,706 | $3.41 | 256,506 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 100,000 | $3.08 | 356,506 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 100,000 | $1.40 | 456,506 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 100,000 | $2.65 | 556,506 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 41,970 | $6.39 | 598,476 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 50,000 | $7.03 | 648,476 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-17 | 572,676 | $19.24 | 75,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 7,000 | $0.00 | 7,000 | $14.04 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 120,000 | $0.00 | 120,000 | $9.71 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 53,706 | $0.00 | 53,706 | $3.41 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 100,000 | $0.00 | 100,000 | $3.08 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 100,000 | $0.00 | 100,000 | $1.40 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 100,000 | $0.00 | 100,000 | $2.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 41,970 | $0.00 | 41,970 | $6.39 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 50,000 | $0.00 | 50,000 | $7.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-08-09 | No | 4 | M | Direct | |
0 | 2016-11-02 | No | 4 | M | Direct | |
0 | 2017-09-11 | No | 4 | M | Direct | |
0 | 2018-04-14 | No | 4 | M | Direct | |
0 | 2019-01-29 | No | 4 | M | Direct | |
0 | 2020-01-25 | No | 4 | M | Direct | |
58,030 | 2021-01-30 | No | 4 | M | Direct | |
50,000 | 2022-01-25 | No | 4 | M | Direct |
Footnotes
- The Reporting Person's sale of these shares was made in anticipation of the Reporting Person's retirement by the end of the year. The sale of these shares was made as part of his personal investment strategy and financial planning needs, including for individual asset diversification, and for estate planning purposes.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.
- The options vest in four equal annual installments beginning on August 9, 2005.
- The options vest in four equal annual installments beginning on November 2, 2007.
- The options vest in four nearly equal annual installments beginning on September 11, 2008.
- The options vest in four equal annual installments beginning on April 14, 2009.
- The options vest in four equal annual installments beginning on January 29, 2010.
- The options vest in four equal annual installments beginning on January 25, 2011.
- The options vest in four equal annual installments beginning on January 30, 2012.
- The options vest in four equal annual installments beginning on January 25, 2013.