Home > Insider Trading > Filing (0001181431-14-013385)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1519401	Regional Management Corp.	RM	Personal Credit Institutions (6141)	570847115

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1525519	F Thomas Fortin	C/O Regional Management Corp. 509 West Butler Road Greenville SC 29607	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-17	16,380	$5.46	16,380	No	4	M	Direct
Common Stock	Disposition	2014-03-17	14,742	$24.77	1,638	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-03-17	16,380	$0.00	16,380	$5.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
180,183		2017-03-21	No	4	M	Direct

Footnotes

The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2013, which is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
This option vested and became exercisable on February 26, 2008 (20%), March 21, 2009 (20%), March 21, 2010 (20%), March 21, 2011 (20%), and March 21, 2012 (20%). This option expires on March 21, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.15, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.