Filing Details
- Accession Number:
- 0001261380-14-000018
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 16:41:29
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 16:41:29
- Original Submission Date:
- 2014-02-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304121 | Ronald Steckel | 1212 Terra Bella Avenue Mountain View CA 94043 | Vp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-18 | 625 | $3.86 | 1,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-18 | 625 | $8.60 | 1,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 1,025 | $3.99 | 2,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-18 | 1,025 | $8.60 | 1,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Selling Plan adopted by the reporting person on 3/5/13.
- This amendment is to correct the amount of securities beneficially owned in Column 5 of Table 1.
Billionaire Hedge Funds
