Filing Details
- Accession Number:
- 0001209191-14-021806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 15:02:17
- Reporting Period:
- 2014-03-17
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 15:02:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1201663 | Audience Inc | ADNC | Semiconductors & Related Devices (3674) | 912061537 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548398 | B Peter Santos | C/O Audience, Inc. 331 Fairchild Dr. Mountain View CA 94043 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-17 | 6,666 | $0.60 | 13,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-17 | 6,666 | $11.92 | 6,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-17 | 2,334 | $0.60 | 8,833 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-17 | 2,334 | $11.92 | 6,499 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to Buy) | Disposition | 2014-03-17 | 6,666 | $0.00 | 6,666 | $0.60 |
| Common Stock | Employee Stock Option (right to Buy) | Disposition | 2014-03-17 | 2,334 | $0.00 | 2,334 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-01-04 | 2014-12-15 | No | 4 | M | Direct |
| 33,412 | 2006-10-18 | 2015-10-17 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2013.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.49 to $13.17, inclusive. The reporting person undertakes to provide Audience, Inc., any security holder of Audience, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
