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Filing Details

Accession Number:: 0000049071-14-000070
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-19 14:25:45
Reporting Period:: 2014-03-18

Filing Date:: 2014-03-19
Accepted Time:: 2014-03-19 14:25:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441437	Todoroff M Christopher	Humana Inc. 500 West Main Street Louisville KY 40202	Sr. Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2014-03-18	7,589	$61.18	27,115	No	4	M	Direct
Humana Common	Disposition	2014-03-18	890	$112.56	26,225	No	4	F	Direct
Humana Common	Disposition	2014-03-18	8,000	$113.20	18,225	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2014-03-18	7,589	$0.00	7,589	$61.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-02-17	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$46.40	2017-02-18	0	0	Direct
Humana Common	Options	$88.65	2019-02-23	24,374	24,374	Direct
Humana Common	Options	$72.84	2020-02-20	14,041	14,041	Direct
Humana Common	Options	$102.16	2021-02-18	15,086	15,086	Direct
Humana Common	Restricted Stock Units	$0.00		4,738	4,738	Direct
Humana Common	Restricted Stock Units	$0.00		4,633	4,633	Direct
Humana Common	Restricted Stock Units	$0.00		3,304	3,304	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-02-18	0	0	Direct
2019-02-23	24,374	24,374	Direct
2020-02-20	14,041	14,041	Direct
2021-02-18	15,086	15,086	Direct
	4,738	4,738	Direct
	4,633	4,633	Direct
	3,304	3,304	Direct

Footnotes

Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
11,694 Options reported on 02/19/2014 with exercise price of $46.40, were inadvertently carried forward from the Form 4 filed 07/31/2013, despite having been fully exercised as of the 07/31/2013 filing. This Option balance has been removed and is properly reflected as of this filing.