Filing Details
- Accession Number:
- 0001104659-14-020866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 13:20:08
- Reporting Period:
- 2014-03-18
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 12:20:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1497504 | Dipexium Pharmaceuticals Inc. | DPRX | Pharmaceutical Preparations (2834) | 271707962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601055 | David Garrett | C/O Dipexium Pharmaceuticals, Llc 74 Broad Street New York NY 10004 | Vp, Finance & Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Acquisiton | 2014-03-18 | 2,083 | $12.00 | 10,007 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Employee Stock Option (right to buy) | Acquisiton | 2014-03-18 | 170,756 | $0.00 | 170,756 | $13.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 170,756 | 2019-03-18 | No | 4 | A | Direct |
Footnotes
- The option vests in 36 equal monthly installments, with the first installment vesting on April 18, 2014.
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