Filing Details
- Accession Number:
- 0001437749-14-004574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 11:38:05
- Reporting Period:
- 2014-03-17
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 11:38:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1417663 | Sanuwave Health Inc. | SNWV | Surgical & Medical Instruments & Apparatus (3841) | 201176000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571016 | Joseph Chiarelli | 11475 Great Oaks Way, Suite 150 Alpharetta GA 30022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2014-03-17 | 80,000 | $0.50 | 121,667 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Warrants | Acquisiton | 2014-03-17 | 100,000 | $0.00 | 100,000 | $0.50 |
| Common Stock, $0.001 Par Value | Warrants | Acquisiton | 2014-03-17 | 60,000 | $0.00 | 60,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2014-03-17 | 2019-03-17 | No | 4 | P | Direct |
| 60,000 | 2014-03-17 | 2015-03-17 | No | 4 | P | Direct |
Footnotes
- These shares were purchased as part of a private placement "Unit" offering, whereby each Unit consists of: (i) one share of common stock, par value $0.001 per share; (ii) 125% coverage of a five-year common stock purchase warrant to purchase one share of common stock, at an exercise price of $0.50; and, (iii) 75% coverage of a common stock purchase warrant to purchase one share of common stock, at an exercise price of $1.50.
Billionaire Hedge Funds
