Filing Details
- Accession Number:
- 0001209191-14-021668
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 21:42:14
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 21:42:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411488 | Blackhawk Network Holdings Inc | HAWK | Finance Services (6199) | 432099257 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593932 | C Christopher Crum | 6220 Stoneridge Mall Rd Pleasanton CA 94588 | Svp, Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-03-14 | 3,000 | $0.00 | 3,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-03-14 | 3,000 | $26.49 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-03-14 | 9,000 | $0.00 | 9,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-03-14 | 9,000 | $0.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-14 | 3,000 | $0.00 | 3,000 | $21.03 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2014-03-14 | 3,000 | $0.00 | 3,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-03-14 | 3,000 | $0.00 | 3,000 | $0.00 |
| Class B Common Stock | Stock Appreciation Right | Disposition | 2014-03-14 | 4,500 | $0.00 | 4,500 | $18.49 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2014-03-14 | 4,500 | $0.00 | 4,500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-03-14 | 4,500 | $0.00 | 4,500 | $0.00 |
| Class B Common Stock | Stock Appreciation Right | Disposition | 2014-03-14 | 4,500 | $0.00 | 4,500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2014-03-14 | 4,500 | $0.00 | 4,500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-03-14 | 4,500 | $0.00 | 4,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | 2018-10-18 | No | 4 | M | Direct | |
| 7,000 | No | 4 | M | Direct | ||
| 4,000 | No | 4 | C | Direct | ||
| 18,000 | 2019-05-14 | No | 4 | M | Direct | |
| 8,500 | No | 4 | M | Direct | ||
| 4,000 | No | 4 | C | Direct | ||
| 13,500 | 2019-05-14 | No | 4 | M | Direct | |
| 8,500 | No | 4 | M | Direct | ||
| 4,000 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock upon the occurrence of a Conversion Event, as such term is defined in section 3(a)(ii) of the Issuer's Amended and Restated Certificate of Incorporation.
- Transaction executed in multiple trades at prices ranging from $26.407 to $26.81 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
- The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2012, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
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