Filing Details
- Accession Number:
- 0001144204-14-016518
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 20:51:34
- Reporting Period:
- 2014-03-12
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 20:51:34
- Original Submission Date:
- 2014-03-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023024 | Ani Pharmaceuticals Inc | ANIP | Pharmaceutical Preparations (2834) | 582301143 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1109507 | Meridian Venture Partners Ii Lp | 259 N. Radnor-Chester Road Suite 130 Radnor PA 19087 | No | No | Yes | No | |
1579672 | Jr E. Robert Brown | C/O Ani Pharmaceuticals, Inc. 210 Main Street West Baudette MN 56623 | Yes | No | No | No | |
1580169 | Meridian Venture Partners Ii, Co. | 259 N. Radnor-Chester Road Suite 130 Radnor PA 19087 | No | No | Yes | No | |
1580170 | Meridian Venture Partners Ii Gp, L.p. | 259 N. Radnor-Chester Road Suite 130 Radnor PA 19087 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-12 | 32,802 | $33.61 | 2,786,942 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-12 | 2,517 | $34.33 | 2,784,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-13 | 33,514 | $31.05 | 2,750,911 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-13 | 12,138 | $32.53 | 2,738,773 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-13 | 6,752 | $33.31 | 2,732,021 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- On March 14, 2014, the reporting person filed a Form 4 that reported sales of the Issuer's securities, which Form 4 contained an inadvertent error in the amount of securities beneficially owned following the reported sales transaction. This Form 4 also corrects the method of reporting the prices of the securities sold.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.20 to $34.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.
- Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.20 to $34.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.05 to $32.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.20 to $33.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.