Filing Details
- Accession Number:
- 0001209191-14-021612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 19:00:20
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 19:00:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380208 | T Fredric Walder | Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-14 | 2,763 | $8.37 | 2,763 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-14 | 2,763 | $46.65 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-14 | 2,763 | $0.00 | 2,763 | $8.37 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2014-03-14 | 14,000 | $0.00 | 14,000 | $47.55 |
Common Stock | Restricted Stock Units | Acquisiton | 2014-03-14 | 5,600 | $0.00 | 5,600 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54 | 2021-01-04 | No | 4 | M | Direct | |
14,000 | 2024-03-14 | No | 4 | A | Direct | |
5,600 | No | 4 | A | Direct |
Footnotes
- The sales reported by Mr. Walder were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
- The shares subject to the Option fully vested on December 1, 2013.
- 1/48th of the shares subject to the Option vest monthly beginning January 1, 2014.
- Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued employment through the applicable vest date.