Filing Details
- Accession Number:
- 0001363213-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 18:44:47
- Reporting Period:
- 2013-08-31
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 18:44:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880771 | Sciclone Pharmaceuticals Inc | SCLN | Pharmaceutical Preparations (2834) | 943116852 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1363213 | Friedhelm Blobel | 950 Tower Lane, Suite 900 Foster City CA 94404 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-31 | 1,000 | $4.24 | 48,036 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-30 | 1,000 | $4.15 | 49,036 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-28 | 1,000 | $3.95 | 50,036 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-03-14 | 200,000 | $0.00 | 200,000 | $4.52 |
Common Stock | Restricted Stock Unit | Acquisiton | 2014-03-14 | 7,000 | $0.00 | 7,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2024-03-14 | No | 4 | A | Direct | |
266,034 | No | 4 | A | Direct |
Footnotes
- Purchased under the Issuer's Employee Stock Purchase Plan on August 31, 2013.
- Purchased under the issuer's Employee Stock Purchase Plan on November 30, 2013.
- Purchased under the Issuer's Employee Stock Purchase Plan on February 28, 2014.
- Granted under the Issuer's 2005 Equity Incentive Plan.
- 25% of such shares vest one year from the date of grant and 2.0833% vests each month thereafter, provided that Reporting Person continues to be employed by the Issuer.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting for such RSUs will occur 50% on February 20, 2015 and 50% on February 20, 2016, or on such later date thereafter as the Company's trading window opens if it is not open on either of such dates.