Filing Details
- Accession Number:
- 0001499416-14-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 17:29:49
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 17:29:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517317 | M Michael Galvin | 1344 Crossman Avenue Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-14 | 6,063 | $0.00 | 262,277 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-15 | 1,875 | $0.00 | 264,152 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-17 | 15,595 | $19.58 | 248,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-18 | 5,122 | $19.91 | 243,435 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-03-14 | 6,063 | $0.00 | 6,063 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-03-14 | 6,063 | $0.00 | 6,063 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-03-15 | 1,875 | $0.00 | 1,875 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,063 | 2014-03-14 | 2014-03-14 | No | 4 | A | Direct |
| 0 | 2014-03-14 | 2014-03-14 | No | 4 | M | Direct |
| 28,125 | 2017-12-15 | No | 4 | M | Direct |
Footnotes
- The shares were issued upon vesting of a Restricted Stock Unit Award.
- Restricted Stock Units are full value share awards. There is no purchase price.
- Includes shares acquired on 3/1/2014 through the Company's Employee Stock Purchase Plan.
- The participant vested in RSU awards previously reported in Table I and Table II. The number of shares reported as sold represent an aggregate of the shares sold to cover payroll tax due upon the release of all shares to the Participant.
- Includes an aggregate of 110,901 unvested restricted stock units. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited to the Issuer. Each restricted stock unit represents one full share.
- Includes an aggregate of 103,088 unvested restricted stock units. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited to the Issuer. Each restricted stock unit represents one full share.
- Each restricted stock unit represents a full value share, there is no exercise price.
- Shares issued under the Company's Executive Officer Bonus Plan. The shares vested immediately upon grant date.
- This is not a reportable field.
- The Reporting Person received a grant of restricted stock units scheduled to vest in 16 equal quarterly installments beginning on March 15, 2014. In the event the Reporting Person ceases to be a Service Provider before these restricted stock units vest, the unvested restricted stock units will be forfeited. Each restricted stock unit represents one full share.
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