Filing Details
- Accession Number:
- 0001144204-14-016425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 16:31:16
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 16:31:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1473597 | Str Holdings Inc. | STRI | Unsupported Plastics Film & Sheet (3081) | 271023344 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1123770 | Riley Investment Partners Lp | 11100 Santa Monica Blvd., Suite 800 Santa Monica CA US 90025 | No | No | Yes | No | |
1143261 | Equitec Proprietary Markets, Llc | 111 W. Jackson 20Th Floor Chicago IL US 60604 | No | No | Yes | No | |
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | No | No | Yes | No | |
1337002 | B. Riley & Co., Llc | 11100 Santa Monica Blvd. Suite 800 Los Angeles CA US 90025 | No | No | Yes | No | |
1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-14 | 187,000 | $1.55 | 775,400 | No | 4 | P | Indirect | By B. Riley and Co., LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By B. Riley and Co., LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 997,840 | Direct | |
Common Stock | 407,202 | Indirect | By Riley Investment Partners, LP |
Common Stock | 1,125,000 | Indirect | By Equitec Proprietary Markets, LLC |
Footnotes
- This Form 4 is filed jointly by Bryant R. Riley, Riley Investment Management LLC, Riley Investment Partners, LP, B. Riley and Co., LLC., and Equitec Proprietary Markets, LLC (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than10% of the Issuer's outstanding shares of Common Stock.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Beneficially owned by B. Riley and Co., LLC. Mr. Riley, as Chairman of B. Riley and Co., LLC, may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.
- Beneficially owned by Mr. Riley and his wife.
- Beneficially owned by Riley Investment Partners, L.P. Riley Investment Management LLC, as the general partner and investment advisor to Riley Investment Partners, L.P., and Mr. Riley, as the Managing Member of Riley Investment Management LLC, may be deemed to beneficially own the shares beneficially owned by Riley Investment Partners, L.P.
- Beneficially owned by Equitec Proprietary Markets, LLC.