Filing Details

Accession Number:
0001144204-14-016425
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-18 16:31:16
Reporting Period:
2014-03-14
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 16:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1473597 Str Holdings Inc. STRI Unsupported Plastics Film & Sheet (3081) 271023344
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1123770 Riley Investment Partners Lp 11100 Santa Monica Blvd., Suite 800
Santa Monica CA US 90025
No No Yes No
1143261 Equitec Proprietary Markets, Llc 111 W. Jackson
20Th Floor
Chicago IL US 60604
No No Yes No
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
No No Yes No
1337002 B. Riley & Co., Llc 11100 Santa Monica Blvd. Suite 800
Los Angeles CA US 90025
No No Yes No
1345523 Riley Investment Management Llc 11100 Santa Monica Blvd., Suite 800
Los Angeles CA US 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-14 187,000 $1.55 775,400 No 4 P Indirect By B. Riley and Co., LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By B. Riley and Co., LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 997,840 Direct
Common Stock 407,202 Indirect By Riley Investment Partners, LP
Common Stock 1,125,000 Indirect By Equitec Proprietary Markets, LLC
Footnotes
  1. This Form 4 is filed jointly by Bryant R. Riley, Riley Investment Management LLC, Riley Investment Partners, LP, B. Riley and Co., LLC., and Equitec Proprietary Markets, LLC (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than10% of the Issuer's outstanding shares of Common Stock.
  2. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. Beneficially owned by B. Riley and Co., LLC. Mr. Riley, as Chairman of B. Riley and Co., LLC, may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.
  4. Beneficially owned by Mr. Riley and his wife.
  5. Beneficially owned by Riley Investment Partners, L.P. Riley Investment Management LLC, as the general partner and investment advisor to Riley Investment Partners, L.P., and Mr. Riley, as the Managing Member of Riley Investment Management LLC, may be deemed to beneficially own the shares beneficially owned by Riley Investment Partners, L.P.
  6. Beneficially owned by Equitec Proprietary Markets, LLC.