Filing Details
- Accession Number:
- 0001123292-14-000342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 16:26:50
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 16:26:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1241199 | Capitalsource Inc | CSE | State Commercial Banks (6022) | 352206895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441578 | Hayes Douglas Lowrey | C/O Capitalsource Inc. 5404 Wisconsin Avenue, 2Nd Floor Chevy Chase MD 20815 | Ceo - Capitalsource Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-14 | 250,000 | $2.99 | 612,094 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-14 | 300,000 | $4.76 | 912,094 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-14 | 280,000 | $7.08 | 1,192,094 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-14 | 754,380 | $14.70 | 437,714 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-14 | 250,000 | $0.00 | 250,000 | $2.99 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-14 | 300,000 | $0.00 | 300,000 | $4.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-03-14 | 280,000 | $0.00 | 280,000 | $7.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-05-15 | No | 4 | M | Direct | |
| 0 | 2020-07-29 | No | 4 | M | Direct | |
| 280,000 | 2022-09-28 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $14.66 to $14.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options are fully vested.
- The option is vested with respect to 280,000 shares and vests with respect to the remaining shares on September 28, 2014.
Billionaire Hedge Funds
