Filing Details

Accession Number:
0001123292-14-000342
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-18 16:26:50
Reporting Period:
2014-03-14
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 16:26:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1241199 Capitalsource Inc CSE State Commercial Banks (6022) 352206895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441578 Hayes Douglas Lowrey C/O Capitalsource Inc.
5404 Wisconsin Avenue, 2Nd Floor
Chevy Chase MD 20815
Ceo - Capitalsource Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-14 250,000 $2.99 612,094 No 4 M Direct
Common Stock Acquisiton 2014-03-14 300,000 $4.76 912,094 No 4 M Direct
Common Stock Acquisiton 2014-03-14 280,000 $7.08 1,192,094 No 4 M Direct
Common Stock Disposition 2014-03-14 754,380 $14.70 437,714 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-14 250,000 $0.00 250,000 $2.99
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-14 300,000 $0.00 300,000 $4.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-14 280,000 $0.00 280,000 $7.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-05-15 No 4 M Direct
0 2020-07-29 No 4 M Direct
280,000 2022-09-28 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $14.66 to $14.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The options are fully vested.
  3. The option is vested with respect to 280,000 shares and vests with respect to the remaining shares on September 28, 2014.