Filing Details

Accession Number:
0001209191-14-021282
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-03-18 13:55:26
Reporting Period:
2014-03-13
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 13:55:26
Original Submission Date:
2014-03-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909494 Tucows Inc TCX Services-Computer Processing & Data Preparation (7374) 232707366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368565 Iv Hazen Rawleigh Ralls Lacuna Llc
1100 Spruce Street, Suite 202
Boulder CO 80302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-13 11,360 $14.02 863,640 No 4 S Indirect See Footnote
Common Stock Disposition 2014-03-14 13,640 $13.83 850,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56,250 Indirect Rawleigh Ralls Individual Retirement Account
Common Stock 6,250 Indirect Kate Ralls Individual Retirement Account
Footnotes
  1. This amendment adjusts the number of shares held following the 1-for-4 reverse split of the Issuer's common stock that occurred on December 30, 2013 and does not report any additional acquisitions or dispositions.
  2. These shares are held by Lacuna Hedge Fund LLLP ("Lacuna Hedge") and are indirectly owned by Lacuna, LLC ("Lacuna LLC") and Lacuna Hedge GP LLLP ("Lacuna Hedge GP"). Lacuna LLC serves as the sole general partner of Lacuna Hedge GP, which serves as the sole general partner of Lacuna Hedge. Neither Lacuna LLC nor Lacuna Hedge GP directly owns any securities of the Issuer. Each of Lacuna LLC and Lacuna Hedge GP disclaims beneficial ownership of the securities held by Lacuna Hedge, except to the extent of its pecuniary interest therein. Mr. Ralls is a member of Lacuna LLC. Mr. Ralls disclaims beneficial ownership of the securities held by Lacuna Hedge, except to the extent of his pecuniary interest therein.
  3. The per share price for such shares sold ranged from $14.00 to $14.04. The Lacuna Entities hereby undertake to provide upon request by the staff of the Securities Exchange Commission full information regarding the number of shares sold at each separate price.
  4. The per share price for such shares sold ranged from $13.55 to $14.00. The Lacuna Entities hereby undertake to provide upon request by the staff of the Securities Exchange Commission full information regarding the number of shares sold at each separate price.