Filing Details

Accession Number:
0001127602-14-011911
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-18 13:17:16
Reporting Period:
2014-03-14
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 13:17:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397952 Ann Lisa Pauley 10 Longs Peak Drive
Broomfield CO 80021-2510
Sr Vp, Hr & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-14 90 $54.03 36,580 No 4 J Direct
Common Stock Disposition 2014-03-14 90 $54.03 36,490 No 4 F Direct
Common Stock Acquisiton 2014-03-17 2,800 $17.06 39,290 No 4 M Direct
Common Stock Disposition 2014-03-17 2,800 $54.03 36,490 No 4 S Direct
Common Stock Acquisiton 2014-03-17 8 $54.53 36,499 No 4 J Direct
Common Stock Acquisiton 2014-03-17 48 $54.53 145,643 No 4 J Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 J Direct
No 4 J Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2014-03-14 2,700 $54.03 2,700 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2014-03-14 2,610 $54.03 2,610 $0.00
Common Stock Stock Option (iso) (Right to Buy) Disposition 2014-03-17 2,800 $0.00 2,800 $17.06
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2014-03-17 112 $54.53 112 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2014-03-17 221 $54.53 221 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,350 No 4 J Direct
49,451 No 4 J Direct
0 2014-04-29 No 4 M Direct
49,563 No 4 J Direct
92,932 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,496 Indirect 401(k) Plan
Footnotes
  1. Common stock acquired upon the lapse of Table II Restricted Stock Units.
  2. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
  3. Exercise of Incentive Stock Options (ISO)
  4. Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
  5. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
  6. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  7. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
  8. Lapse of restricted stock units.
  9. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  10. Lapsed restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match.
  11. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
  12. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the incentive stock option.
  13. Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.