Filing Details
- Accession Number:
- 0001179110-14-005340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 11:36:57
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 11:36:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
908315 | Winmark Corp | WINA | Retail-Miscellaneous Retail (5900) | 411622691 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338831 | A Leah Goff | 605 Highway 169 N Suite 400 Minneapolis MN 55441 | Vp Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-14 | 1,250 | $16.52 | 4,300 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-14 | 1,195 | $12.75 | 5,495 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-14 | 1,595 | $77.53 | 3,900 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 55 | $12.75 | 3,955 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 1,250 | $13.01 | 5,205 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-17 | 1,750 | $22.15 | 6,955 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-17 | 1,305 | $77.51 | 5,650 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-14 | 1,250 | $16.52 | 1,250 | $16.52 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-14 | 1,250 | $12.75 | 1,250 | $12.75 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 1,250 | $13.01 | 1,250 | $13.01 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-03-17 | 1,750 | $22.15 | 1,750 | $22.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-08-13 | 2018-08-13 | No | 4 | M | Direct |
0 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
0 | 2010-06-01 | 2019-06-01 | No | 4 | M | Direct |
0 | 2010-12-10 | 2019-12-10 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $31.19 | 2011-06-01 | 2020-06-01 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $32.92 | 2011-12-14 | 2020-12-14 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $37.76 | 2012-06-01 | 2021-06-01 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $53.34 | 2012-12-08 | 2021-12-08 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $51.17 | 2013-06-01 | 2022-06-01 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $55.72 | 2013-12-13 | 2022-12-13 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $59.77 | 2014-06-01 | 2023-06-01 | 1,250 | 1,250 | Direct |
Common Stock | Employee Stock Option (right to buy) | $82.72 | 2014-12-16 | 2023-12-16 | 1,250 | 1,250 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-06-01 | 1,250 | 1,250 | Direct |
2020-12-14 | 1,250 | 1,250 | Direct |
2021-06-01 | 1,250 | 1,250 | Direct |
2021-12-08 | 1,250 | 1,250 | Direct |
2022-06-01 | 1,250 | 1,250 | Direct |
2022-12-13 | 1,250 | 1,250 | Direct |
2023-06-01 | 1,250 | 1,250 | Direct |
2023-12-16 | 1,250 | 1,250 | Direct |
Footnotes
- 25% per year for four years
- 1195 option shares exercised 3/14/14, 55 option shares exercised 3/17/14 as indicated on Table 1
- 1595 shares sold at an average price of $77.53 with a range of $77.30 to $77.82 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 1305 shares sold at an average price of $77.51 with a range of $77.14 to $77.67 to cover payment of exercise price of and taxes due on option exercised included on this Form 4.