Filing Details
- Accession Number:
- 0001127602-14-011838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 20:02:50
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 20:02:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1134663 | B Ralph Mandell | C/O Privatebancorp, Inc. 120 S. Lasalle Street Chicago IL 60603 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-10 | 250,000 | $0.00 | 504,051 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2014-02-10 | 4,000 | $0.00 | 500,051 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2014-03-13 | 14,000 | $26.89 | 514,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-13 | 14,000 | $29.88 | 500,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-13 | 14,000 | $0.00 | 14,000 | $26.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-04-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 69,000 | Indirect | Held By Spouse |
Footnotes
- The reported transactions represent the exercise of 10-year options set to expire on April 22, 2014 and simultaneous sale of the shares acquired upon exercise.
- Reflects the weighted average sale price for multiple transactions reported on this line. The shares were sold at prices that ranged from $29.70 to 30.08. Upon request of the SEC staff, the issuer, or a security holder of the issuer, thereporting person will provide information regarding the number of shares sold at each separate price
- Options were granted on April 22, 2004 and fully vested four years from the date of grant.
Billionaire Hedge Funds
