Filing Details

Accession Number:
0001209191-14-021125
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-17 19:34:56
Reporting Period:
2014-03-13
Filing Date:
2014-03-17
Accepted Time:
2014-03-17 19:34:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
805928 Axogen Inc. AXGN Electromedical & Electrotherapeutic Apparatus (3845) 411301878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530968 L. Karen Zaderej C/O Axogen, Inc.
13859 Progress Boulevard, Suite 100
Alachua FL 32615
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-13 928 $3.50 136,302 No 4 P Direct
Common Stock Acquisiton 2014-03-13 572 $3.47 136,874 No 4 P Direct
Common Stock Acquisiton 2014-03-14 126 $0.27 137,000 No 4 M Direct
Common Stock Acquisiton 2014-03-14 72,222 $0.27 209,222 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2014-03-14 126 $0.00 126 $0.27
Common Stock Stock Option Acquisiton 2014-03-14 72,222 $0.00 72,222 $0.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
251,834 2013-11-18 2018-11-18 No 4 M Direct
324,056 2013-12-09 2020-06-09 No 4 M Direct
Footnotes
  1. Shares purchased in open market transaction.