Filing Details
- Accession Number:
- 0001209191-14-021125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 19:34:56
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 19:34:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
805928 | Axogen Inc. | AXGN | Electromedical & Electrotherapeutic Apparatus (3845) | 411301878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1530968 | L. Karen Zaderej | C/O Axogen, Inc. 13859 Progress Boulevard, Suite 100 Alachua FL 32615 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-13 | 928 | $3.50 | 136,302 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-13 | 572 | $3.47 | 136,874 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-14 | 126 | $0.27 | 137,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-14 | 72,222 | $0.27 | 209,222 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2014-03-14 | 126 | $0.00 | 126 | $0.27 |
Common Stock | Stock Option | Acquisiton | 2014-03-14 | 72,222 | $0.00 | 72,222 | $0.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
251,834 | 2013-11-18 | 2018-11-18 | No | 4 | M | Direct |
324,056 | 2013-12-09 | 2020-06-09 | No | 4 | M | Direct |
Footnotes
- Shares purchased in open market transaction.