Home > Insider Trading > Filing (0001127602-14-011775)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72741	Northeast Utilities	NU	Electric Services (4911)	042147929

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214401	Jr R Joseph Nolan	C/O Northeast Utilities One Federal Street, Building 111-4 Springfield MA 01105	Svp-Corporate Relations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, $5.00 Par Value	Disposition	2014-03-13	5,942	$44.62	52,948	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares, $5.00 Par Value	15,294	Indirect	401k Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares, $5.00 Par Value	Phantom Shares	$0.00			48,984	48,984	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	48,984	48,984	Direct

Footnotes

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.62 to $44.625, inclusive. The reporting person undertakes to provide Northeast Utilities, any security holder of Northeast Utilities, or the staff of the Securities and Exchange Commission, upon request, full information regarding number of shares sold within the range set forth above.
Includes restricted share units and dividend equivalents thereon.
Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.