Filing Details
- Accession Number:
- 0001209191-14-021014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-17 16:45:50
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-17
- Accepted Time:
- 2014-03-17 16:45:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218568 | E William James | C/O Rockport Capital Partners, Llc 160 Federal Street, 18Th Floor Boston MA 02110-1776 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-14 | 4,525 | $11.05 | 26,886 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-14 | 3,312 | $15.47 | 23,574 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-03-14 | 4,525 | $11.05 | 4,525 | $11.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-05-06 | 2014-05-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,134 | Indirect | By Trust |
Footnotes
- The options vest in three equal annual installments beginning on May 6, 2005.